If a company is under investigation by the SEC, should that information be automatically be released to investors or to the public? Wharton Associate Professor of Accounting Dan Taylor discusses his research into whether or not companies are disclosing SEC investigations, and why the SEC needs to be vigilant and monitor trading in any firms they are investigating – even if the investigation isn’t for insider trading.
This Week in Business
Should Firms Disclose SEC Investigations or Abstain from Trading?
Why the SEC needs to monitor the trades of the firms they are investigating
March 16, 2020
• 12 min listen
Updated: March 17, 2020
Why the SEC needs to monitor the trades of the firms they are investigating
Subscribe wherever you listen to your podcasts.
Comments
New This Week
Podcast
Brands and Identity in the Age of Social Media
Wharton marketing professor examines how brands must adapt to evolving consumer identities shaped by technology, social media, and generational change.
Podcast
Athletic Brewing’s Senior Director of Marketing, Rosalie Kennedy
Rosalie Kennedy on building Athletic Brewing into a cultural brand at the center of changing drinking habits.
Podcast
Host’s Cut: Reflections on Season Five
Host Matthew Bidwell recaps season five of ‘Where AI Works.’
